Unclaimed
Carter Phillips Vick is a registered representative with Truist Securities, Inc. Carter has over 12 years of experience in the securities industry and holds the Series 66, SIE, Series 87, and Series 7 licenses. Carter is registered to sell securities in all 50 states, as well as the District of Columbia and Puerto Rico. Before joining Truist Securities, Inc., Carter worked for Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
GA
08/18/2010 - Present
Truist Securities, Inc. (ATLANTA GA)
GA
08/12/2008 - 07/13/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAVANNAH GA)
BOTH
Issued 09/15/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/2010
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 08/11/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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