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Carter Logan Moss

Osaic Institutions, Inc.

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About Carter Logan Moss

Carter Logan Moss is a financial professional with over 10 years of experience in the industry. Carter is currently registered with Osaic Institutions, Inc. in Lynchburg, Virginia. Prior to joining Osaic Institutions, Inc., Carter was employed by FIRST CITIZENS INVESTOR SERVICES, INC. in Raleigh, North Carolina. Carter holds Series 6, Series 63, and SIE licenses. Carter specializes in financial planning, pension consulting, educational seminars, selection of other advisers, and portfolio management for individuals.

Firm Information

Carter Moss is currently registered with Osaic Institutions, Inc.. Osaic Institutions, Inc. is a Corporation headquartered in MERIDEN, CT, United States. The firm was formed on 1993-04-07 and is registered with the SEC and in 53 states. Osaic Institutions, Inc. provides financial planning, pension consulting, educational seminars, and other advisory services to a wide range of clients, including individuals, corporations, charitable organizations, and high net worth individuals. The firm manages approximately $3,626,644,800 in assets and has over 1,700 licensed agents, investment adviser representatives, and registered representatives.
Osaic Institutions, Inc.

538 PRESTON AVENUE

MERIDEN, CT 06450-4858

$3.63B

Assets Under Management

25

Total Clients

641

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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solicitation services for other advisers

Solicitation services for other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Carter Moss’s Registration & Firm History

VA

10/18/2016 - Present

Osaic Institutions, Inc. (LYNCHBURG VA)

NC

10/27/2015 - 10/14/2016

FIRST CITIZENS INVESTOR SERVICES, INC. (RALEIGH NC)

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Licenses & Designations

BC

Issued 11/05/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/27/2015

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Carter Logan Moss.
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