Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carter? Claim Your ProfileCarter Lee Baker is a registered representative with Charles Schwab & CO., Inc. working out of The Woodlands, TX. Carter has 34 years of experience in the securities industry. Carter's current registration includes Series 63, Series 7, Series 8, Series 9, and Series 10. Carter was previously registered with MetLife Securities Inc., Metropolitan Life Insurance Company, The Principal/Eppler, Guerin & Turner, Inc., Kemper Securities Group, Inc., Lovett Underwood Neuhaus & Webb, Inc. and F.N. Wolf & Co., Inc.. Carter has been registered with the state of Texas since 1995.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
TX
04/10/1995 - Present
Charles Schwab & CO., Inc. (The Woodlands TX)
MA
05/16/1994 - 03/30/1995
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
05/16/1994 - 03/30/1995
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
TX
10/29/1991 - 01/20/1994
THE PRINCIPAL/EPPLER, GUERIN & TURNER, INC. (DALLAS TX)
MO
09/04/1990 - 11/06/1991
KEMPER SECURITIES GROUP, INC. (ST. LOUIS MO)
NA
07/13/1990 - 09/04/1990
LOVETT UNDERWOOD NEUHAUS & WEBB, INC.
NA
09/20/1988 - 06/14/1990
F.N. WOLF & CO., INC.
BC
Issued 09/22/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/27/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Carter Baker is the right advisor for you? Invested Better is here to help.
