Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carter? Claim Your ProfileCarter Kenneth Hayes is a financial advisor with Northern Lights Distributors, LLC and has been in the industry since September 5, 2022. Carter has passed the Series 7TO, Series 6TO, and the SIE. Carter has a Series 63 license and is registered in California, Nebraska and Tennessee. Carter's office is located at 4221 NORTH 203RD STREET, SUITE 100 in ELKHORN, NE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NE
09/06/2022 - Present
Northern Lights Distributors, LLC (ELKHORN NE)
BC
Issued 09/24/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/01/2023
Series 7TO - General Securities Representative Examination
BC
Issued 09/06/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/11/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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