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Carter Joseph Duddy

Spartan Capital Securities, LLC

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About Carter Joseph Duddy

Carter Joseph Duddy is a registered representative associated with Spartan Capital Securities, LLC. Carter is a Series 7TO and SIE licensed professional. Carter began his career as a registered representative in June 2024. Carter is located in New York City.

Firm Information

Carter Duddy is currently registered with Spartan Capital Securities, LLC. Spartan Capital Securities, LLC is a Limited Liability Company formed in June 2007. It is registered to do business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has an active SEC registration and is subject to regulatory oversight.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Carter Duddy’s Registration & Firm History

NY

06/26/2024 - Present

Spartan Capital Securities, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/26/2024

Series 7TO - General Securities Representative Examination

BC

Issued 02/14/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Carter Joseph Duddy.
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