Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carter? Claim Your ProfileCarter Gridley Rowles is a financial advisor at Equitable Advisors, LLC. Carter has been in the financial services industry since 1984. Carter has a strong background in both investment advisory and brokerage services. Carter holds Series 6, 7, 63 and 65 licenses and the SIE exam. Carter is registered to provide investment advice in Texas, Florida, Idaho and Oregon. Carter's previous experience includes positions at MetLife Securities Inc. and MONY Securities Corporation. Carter is a Chartered Financial Consultant.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
06/01/2005 - Present
Equitable Advisors, LLC (AUSTIN TX)
NY
05/30/2002 - 06/01/2005
MONY SECURITIES CORPORATION (NEW YORK NY)
MA
02/20/1987 - 06/10/2002
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
06/20/1984 - 06/10/2002
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 10/04/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/09/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/2004
Series 7 - General Securities Representative Examination
BC
Issued 06/19/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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