Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carter? Claim Your ProfileCarter Francis Kozej is a financial professional with experience in the industry. Carter currently works for J.p. Morgan Institutional Investments Inc. and has a Series 7TO, SIE, and Series 6TO license. Carter is registered with FINRA and is licensed in 12 states, including Alaska, California, and Illinois. Carter was previously employed by JPMORGAN DISTRIBUTION SERVICES, INC. and has a total of 3 years of experience.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
02/08/2023 - Present
J.p. Morgan Institutional Investments Inc. (CHICAGO IL)
OH
06/22/2021 - 02/02/2023
JPMORGAN DISTRIBUTION SERVICES, INC. (COLUMBUS OH)
BC
Issued 07/07/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/20/2022
Series 7TO - General Securities Representative Examination
BC
Issued 06/21/2021
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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