Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carter? Claim Your ProfileCarter Emerson Smith is a financial advisor in Chicago, Illinois. Carter is a registered representative with City Capital Advisors, LLC. He is a Series 7, 63, and 79 licensed professional and has been in the financial industry since 2009. He holds a SIE designation and has also been registered with BANC OF AMERICA SECURITIES LLC in the past.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
03/14/2017 - Present
City Capital Advisors, LLC (CHICAGO IL)
NY
01/02/2002 - 03/17/2006
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
05/21/1998 - 10/31/2001
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
BC
Issued 06/01/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/14/2017
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 05/18/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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