Unclaimed
Carter Curet James is a financial advisor with Nylife Securities LLC located in New Orleans, Louisiana. Carter has been in the industry for over 2 years and holds the Series 6TO and SIE licenses. Carter is registered with the state of Louisiana.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
LA
07/18/2022 - Present
Nylife Securities LLC (NEW ORLEANS LA)
BC
Issued 07/18/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/18/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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