Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carter? Claim Your ProfileCarter Brower is a financial advisor currently affiliated with Newedge Advisors. Carter has been in the industry since 1996 and holds the Series 7, Series 63, and Series 65 licenses. Carter has extensive experience working with various clients, including high-net-worth individuals, corporations, charitable organizations, pension and profit-sharing plans, and individuals other than high-net-worth. Carter's past affiliations include William Blair, Robert W. Baird & Co. Incorporated, RBC Capital Markets Corporation, Wells Fargo Brokerage Services, L.L.C., Salomon Smith Barney Inc., and Southwest Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
LA
05/06/2022 - Present
Newedge Advisors (NEW ORLEANS LA)
IL
03/30/2015 - 09/16/2016
WILLIAM BLAIR (CHICAGO IL)
TX
04/07/2009 - 03/24/2015
ROBERT W. BAIRD & CO. INCORPORATED (DALLAS TX)
TX
11/01/2004 - 04/09/2009
RBC CAPITAL MARKETS CORPORATION (DALLAS TX)
MN
01/08/2001 - 10/20/2004
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
NY
09/03/1998 - 01/03/2001
SALOMON SMITH BARNEY INC. (NEW YORK NY)
TX
08/05/1997 - 09/01/1998
SOUTHWEST SECURITIES, INC. (DALLAS TX)
NY
02/13/1996 - 08/19/1997
SMITH BARNEY INC. (NEW YORK NY)
IA
Issued 03/18/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/15/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/16/2016
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/1996
Series 7 - General Securities Representative Examination
Active
Inactive
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