Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carter? Claim Your ProfileCarter Morrison is a financial advisor currently working at Osaic Wealth, Inc. Carter has over 30 years of experience in the financial industry and is registered with the state of California and Minnesota. Carter's experience spans several firms, including Western International Securities, Inc., GBS Financial Corp., Ridgeway Helms Securities Corporation, Prudential Securities Incorporated, PaineWebber Incorporated, and E. F. Hutton & Company Inc. Carter offers services like financial planning, pension consulting, educational seminars, portfolio management for individuals, and portfolio management for businesses. Carter has also held positions at CrossFit Anywhere as a silent partner and American Portfolios Financial Services, Inc., where they worked as an insurance agent.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
10/11/2024 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
CA
11/26/2013 - 07/21/2017
WESTERN INTERNATIONAL SECURITIES, INC. (ROSEVILLE CA)
CA
12/23/2013 - 02/11/2014
GBS FINANCIAL CORP. (SANTA ROSA CA)
CA
12/20/2002 - 12/13/2013
GBS FINANCIAL CORP. (SACRAMENTO CA)
CA
04/28/1997 - 01/02/2003
RIDGEWAY HELMS SECURITIES CORPORATION (SAN FRANCISCO CA)
NY
11/09/1992 - 04/23/1997
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
08/04/1992 - 11/18/1992
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
03/14/1988 - 07/31/1992
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
02/15/1988 - 03/30/1988
SHEARSON LEHMAN HUTTON INC.
NA
01/19/1983 - 02/15/1988
E. F. HUTTON & COMPANY INC
IA
Issued 07/29/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/16/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/26/1983
Series 3 - National Commodity Futures Examination
BC
Issued 01/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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