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Carter Ashby Shifflett

Jefferies LLC

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About Carter Ashby Shifflett

Carter Ashby Shifflett is a financial professional with Jefferies LLC in Richmond, VA. Carter is registered with the state of Virginia and holds Series 63, Series 79TO, and SIE licenses. Carter’s professional career began on July 14, 2024, and is based out of Jefferies LLC’s Richmond office.

Firm Information

Carter Shifflett is currently registered with Jefferies LLC. Jefferies LLC is a Limited Liability Company formed on March 1, 2013, operating in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are approved by the SEC and hold active registrations in all 53 jurisdictions.

Not reported

Assets Under Management

Not reported

Total Clients

446

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Carter Shifflett’s Registration & Firm History

VA

07/15/2024 - Present

Jefferies LLC (Richmond VA)

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Licenses & Designations

BC

Issued 07/20/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/15/2024

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 05/30/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Carter Ashby Shifflett.
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