Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carter? Claim Your ProfileCarter River is a financial advisor with Raymond James Financial Services Advisors, Inc. Carter has over 3 years of experience in the financial industry. Carter specializes in providing financial planning, investment advice, and portfolio management for individuals and businesses. Carter holds the Series 7, Series 63, and Series 65 licenses. Previously, Carter worked with Private Client Services, LLC. Carter has also worked with Community Health Systems and TD Ameritrade.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
IA
06/14/2023 - Present
Raymond James Financial Services Advisors, Inc. (CORALVILLE IA)
MO
02/12/2021 - 06/16/2023
PRIVATE CLIENT SERVICES, LLC (Creve Coeur MO)
MO
11/12/2020 - 02/17/2021
TD AMERITRADE, INC. (ST. LOUIS MO)
IA
Issued 02/02/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/20/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/12/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/08/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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