Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carsten? Claim Your ProfileCarsten Nielsen is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Carsten has been in the securities industry for over 20 years. Carsten has a broad range of experience, having worked at several firms including CITICORP INVESTMENT SERVICES, PAINEWEBBER INCORPORATED, PRIME CHARTER LTD., SANDS BROTHERS & CO., LTD., and Sky Investment Group LLC. Carsten is currently registered in 53 states, plus the District of Columbia, Puerto Rico and the Virgin Islands. Carsten has a strong track record of success and is committed to providing his clients with the highest level of service. Carsten's practice is focused on providing financial planning and investment management services to individuals, families, businesses, and institutions. Carsten offers a wide range of services including portfolio management, financial planning, retirement planning, and estate planning. Carsten is dedicated to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
02/14/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (JACKSONVILLE FL)
NY
04/30/2001 - 08/21/2003
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NJ
11/11/1999 - 02/14/2001
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
07/15/1999 - 11/10/1999
PRIME CHARTER LTD. (NEW YORK NY)
NY
07/15/1999 - 07/29/1999
SANDS BROTHERS & CO., LTD. (NEW YORK NY)
BOTH
Issued 02/10/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/25/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/10/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/21/2022
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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