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Carson Shaner

Mufg Securities Americas Inc.

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About Carson Shaner

Carson Shaner is a financial advisor registered with MUFG Securities Americas Inc., and has been in the industry since July 2022. Carson is licensed to provide investment advice and services in all 50 U.S. states, and has passed the Series 7, Series 63, and Series 79TO exams.

Firm Information

Carson Shaner is currently registered with Mufg Securities Americas Inc.. Mufg Securities Americas Inc. is a corporation approved on December 8, 1988. It is registered in all 50 states, the District of Columbia, and Puerto Rico. The firm has been registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

351

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Carson Shaner’s Registration & Firm History

NY

07/11/2022 - Present

Mufg Securities Americas Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/24/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/16/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 07/09/2022

Series 7TO - General Securities Representative Examination

BC

Issued 07/02/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Carson Shaner.
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