Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carson? Claim Your ProfileCarson McCaw is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. with over 20 years of experience in the industry. Carson has worked at several firms throughout their career, including Chase Investment Services Corp., BANC One Securities Corporation, NatCity Investments, Inc., Fifth Third Securities, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Carson holds a Series 7 and Series 66 licenses and is registered in 21 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
02/28/2007 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (INDIANAPOLIS IN)
IL
07/06/2005 - 09/14/2005
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
IL
01/19/2005 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
OH
07/11/2003 - 01/18/2005
NATCITY INVESTMENTS, INC. (CLEVELAND OH)
OH
01/31/2002 - 03/06/2003
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
IL
04/25/2001 - 01/28/2002
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
NY
05/19/2000 - 04/03/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 08/09/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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