Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carson? Claim Your ProfileCarson Lee Geiss is a financial advisor with Capital Client Group, Inc. based in Los Angeles, CA. Carson has over 23 years of experience in the financial services industry, with a focus on providing investment advice to clients. Prior to joining Capital Client Group, Inc., Carson was with PACIFIC SELECT DISTRIBUTORS, LLC and AMERICAN FUNDS DISTRIBUTORS, INC. Carson holds FINRA Series 6, 7, 63, 65 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
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2
CA
08/01/2023 - Present
Capital Client Group, Inc. (Los Angeles CA)
CA
03/23/2012 - 08/09/2021
PACIFIC SELECT DISTRIBUTORS, LLC (NEWPORT BEACH CA)
CA
02/16/2000 - 06/12/2009
AMERICAN FUNDS DISTRIBUTORS, INC. (LOS ANGELES CA)
IA
Issued 03/26/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/18/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/01/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/2012
Series 7 - General Securities Representative Examination
BC
Issued 02/14/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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