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Carson Harris

USQ Securities LLC

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About Carson Harris

Carson Harris is a financial professional registered with USQ Securities LLC and is based in New York, NY. Carson is a licensed Series 7TO and Series 63 representative with a Securities Industry Essentials (SIE) certification. Carson joined USQ Securities LLC on May 9, 2023.

Firm Information

Carson Harris is currently registered with USQ Securities LLC. USQ Securities LLC is a Limited Liability Company formed on November 6, 2018. The firm is registered in New York, Puerto Rico, South Carolina, Tennessee, Utah, and Virginia. USQ Securities LLC has one approved SEC registration and six approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

7

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Carson Harris’s Registration & Firm History

NY

05/09/2023 - Present

USQ Securities LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/02/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/25/2023

Series 7TO - General Securities Representative Examination

BC

Issued 08/24/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Carson Harris.
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