Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carson? Claim Your ProfileCarson D. Rau is a financial advisor currently registered with Schwab Wealth Advisory, Inc. with a branch office in Radnor, PA. Carson has been in the financial services industry since January 2017. Carson is also registered with the states of California, Connecticut, Delaware, District of Columbia, Florida, Maryland, New Jersey, New York, Pennsylvania and Virginia. Carson has a Series 66, Series 7TO and Series SIE license. Carson holds the Certified Financial Planner designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Swa program paid by wrap sponsor pursuant to cost plan formula.
1
2
PA
11/06/2024 - Present
Schwab Wealth Advisory, Inc. (Radnor PA)
PA
06/03/2021 - 07/29/2024
TD AMERITRADE, INC. (Radnor PA)
PA
08/23/2019 - 01/11/2021
TD AMERITRADE, INC. (Yardley PA)
BOTH
Issued 09/13/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/23/2019
Series 7TO - General Securities Representative Examination
BC
Issued 07/22/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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