Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carroll? Claim Your ProfileCarroll Hayes is an investment advisor representative at Mission Wealth Management, LP. Carroll has over 30 years of experience in the financial services industry. Carroll holds the Series 7, 9, 10, 63 and 65 licenses and is also a Certified Financial Planner. Carroll previously worked at Fidelity Brokerage Services LLC, First Fund Distributors, Inc., Fidelity Investments Institutional Services Company, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Carroll is registered with the state of Massachusetts to provide investment advisory services. Carroll specializes in financial planning, portfolio management, and family wealth management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Family wealth management
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
03/27/2024 - Present
Mission Wealth Management, LP (Dedham MA)
MA
06/19/2000 - 07/22/2008
FIDELITY BROKERAGE SERVICES LLC (BOSTON MA)
AZ
08/18/1998 - 10/30/1998
FIRST FUND DISTRIBUTORS, INC. (PHOENIX AZ)
RI
11/18/1996 - 03/31/1998
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
RI
01/29/1996 - 11/18/1996
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
RI
09/03/1992 - 01/29/1996
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
NY
09/20/1990 - 09/03/1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 11/29/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/02/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/07/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/07/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/19/1990
Series 7 - General Securities Representative Examination
Active
Inactive
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