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Carroll Ryan Smith

RS Wealth Management, Inc.

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About Carroll Ryan Smith

Carroll Ryan Smith is an investment advisor representative at RS Wealth Management, Inc., a firm located in Lutherville, MD. Carroll has been in the industry since 1997 and has experience with a variety of firms, including UBS Financial Services Inc., Deutsche Banc Alex. Brown Inc., and Alex. Brown & Sons Incorporated. Carroll is registered with the state of Maryland as an Investment Advisor Representative. Carroll holds the Series 7 and Series 31 securities licenses. Carroll's firm serves individuals and manages approximately $32,736,431 in assets.

Firm Information

Carroll Smith is currently registered with RS Wealth Management, Inc.. RS Wealth Management, Inc. is an investment advisory firm that manages investment portfolios for individuals. They have approximately $32,736,431 in assets under management for 70 clients.

$32.74M

Assets Under Management

70

Total Clients

1

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Carroll Smith’s Registration & Firm History

MD

05/30/2013 - Present

RS Wealth Management, Inc. (LUTHERVILLE MD)

MD

03/13/2009 - 05/21/2013

NATIONAL PLANNING CORPORATION (HUNT VALLEY MD)

MD

01/18/2002 - 04/02/2009

UBS FINANCIAL SERVICES INC. (HUNT VALLEY MD)

NY

01/13/2001 - 01/28/2002

DEUTSCHE BANC ALEX. BROWN INC. (NEW YORK NY)

MD

01/07/1999 - 01/13/2001

DB ALEX. BROWN LLC (BALTIMORE MD)

CA

09/01/1998 - 12/18/1998

BANCBOSTON ROBERTSON STEPHENS INC. (SAN FRANCISCO CA)

CA

10/01/1997 - 09/01/1998

BANCAMERICA ROBERTSON STEPHENS (SAN FRANCISCO CA)

CA

07/14/1997 - 10/01/1997

ROBERTSON, STEPHENS & COMPANY LLC (SAN FRANCISCO CA)

NA

02/03/1997 - 07/07/1997

ALEX. BROWN & SONS INCORPORATED

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Licenses & Designations

IA

Issued 12/20/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/05/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/13/2009

Series 31 - Futures Managed Funds Examination

BC

Issued 12/12/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Carroll Ryan Smith.
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