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Carroll Marie adele Dannettell

Cetera Financial Specialists LLC

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About Carroll Marie adele Dannettell

Carroll Dannettell is a financial professional with over 8 years of experience in the industry. Carroll currently works for Cetera Financial Specialists LLC. Previously Carroll worked for HD Vest Investment Services. Carroll is registered in Colorado, New Mexico, and Wyoming.

Firm Information

Carroll Dannettell is currently registered with Cetera Financial Specialists LLC. Cetera Financial Specialists LLC is a Limited Liability Company formed on October 31, 2012, and is registered in all 50 states plus the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

185

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Carroll Dannettell’s Registration & Firm History

CO

12/11/2018 - Present

Cetera Financial Specialists LLC (GOLDEN CO)

CO

04/27/2016 - 12/13/2018

HD VEST INVESTMENT SERVICES (Lakewood CO)

CO

09/27/2010 - 03/17/2016

HD VEST INVESTMENT SERVICES (LAKEWOOD CO)

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Licenses & Designations

BC

Issued 10/14/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/23/2010

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Carroll Marie adele Dannettell. Review regulatory record here.
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