Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carroll? Claim Your ProfileCarroll Mac Wilson is a financial advisor with Wells Fargo Clearing Services, LLC. Carroll has been in the industry since 1997 and has held previous positions with U.S. Bancorp Investments, Inc., WM Financial Services, Inc., American Express Financial Advisors Inc., IDS Life Insurance Company, E-W Investments, Inc. and VMR Capital Markets US. Carroll holds Series 63, Series 65 and Series 7 licenses and has a specialization in portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
08/19/2022 - Present
Wells Fargo Clearing Services, LLC (BEVERLY HILLS CA)
CA
05/18/2005 - 08/25/2022
U.S. BANCORP INVESTMENTS, INC. (BEVERLY HILLS CA)
CA
01/20/2004 - 12/04/2004
WM FINANCIAL SERVICES, INC. (IRVINE CA)
MN
02/15/2002 - 01/16/2004
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
02/15/2002 - 01/16/2004
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
CA
02/05/1997 - 02/07/2002
E-W INVESTMENTS, INC. (SAN GABRIEL CA)
CA
11/05/1998 - 07/10/2001
VMR CAPITAL MARKETS US (BEVERLY HILLS CA)
IA
Issued 03/13/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/17/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/04/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Carroll Wilson is the right advisor for you? Invested Better is here to help.
