Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carroll? Claim Your ProfileCarroll E. Dokmecian is a financial professional with over 20 years of experience in the industry. Carroll is currently registered with Northwestern Mutual Investment Services, LLC and has been with the firm since September 2016. Before joining Northwestern Mutual Investment Services, LLC, Carroll was employed at Morgan Stanley and Citigroup Global Markets Inc. Carroll holds FINRA Series 7 and Series 63 licenses. Carroll is registered to conduct business in Florida, New Jersey, New York, and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
NJ
09/16/2016 - Present
Northwestern Mutual Investment Services, LLC (PARAMUS NJ)
NY
06/01/2009 - 01/16/2015
MORGAN STANLEY (NEW YORK NY)
NY
04/16/2001 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 09/07/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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