Unclaimed
Carrington Coulter is an Investment Advisor Representative with Raymond James & Associates, Inc. Carrington has been in the industry for over 18 years, specializing in investment advisory services. Carrington Coulter has the Series 66 and the Series 7 securities licenses and holds a Series 63 license in Texas. Carrington Coulter has been registered with Raymond James & Associates, Inc. since February 2013. Carrington is registered with the states of Alabama, Arizona, California, Colorado, Connecticut, Florida, Georgia, Hawaii, Idaho, Indiana, Kansas, Kentucky, Maine, Michigan, Minnesota, New York, North Carolina, Oregon, Pennsylvania, South Carolina, South Dakota, Tennessee, Texas and Virginia. Prior to Raymond James & Associates, Inc. Carrington was an Investment Advisor Representative with MORGAN KEEGAN & COMPANY, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
07/24/2018 - Present
Raymond James & Associates, Inc. (CHARLOTTE NC)
NC
01/31/2005 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (CHARLOTTE NC)
BOTH
Issued 02/18/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/29/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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