Unclaimed
Carringhton Alexander Powell is a financial advisor registered with J.p. Morgan Securities LLC. Carringhton has been in the financial industry since 2021. Carringhton previously worked for NYLIFE Securities LLC and Citigroup Global Markets Inc. Carringhton is licensed to sell securities in all 50 states and the District of Columbia. Carringhton also holds the Series 7, Series 63 and Series 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
TX
03/21/2024 - Present
J.p. Morgan Securities LLC (Katy TX)
NY
11/27/2023 - 03/04/2024
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
TX
04/21/2022 - 12/07/2022
NYLIFE SECURITIES LLC (HOUSTON TX)
IA
Issued 12/28/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/16/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/21/2023
Series 7TO - General Securities Representative Examination
BC
Issued 04/20/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/08/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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