Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carrie? Claim Your ProfileCarrie Stockton Westfall is a registered representative and investment advisor representative with TLG Advisors, Inc. Carrie has been in the industry since 1999 and is registered with the state of Texas. Carrie holds Series 6, 7, 63, 66, 79TO and SIE licenses. Carrie's previous employers include Concourse Financial Group Securities, Inc. and Invesco Distributors, Inc. Carrie's specializations include Individual and Family Services, Investment Advisory Services, Investment Products, Securities Trading, Mutual Funds, Annuities and Pension Planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Placement of institutional funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
01/03/2022 - Present
TLG Advisors, Inc. (LITTLETON CO)
TX
05/18/2020 - 12/31/2021
CONCOURSE FINANCIAL GROUP SECURITIES, INC. (HOUSTON TX)
TX
11/03/1998 - 06/03/2019
INVESCO DISTRIBUTORS, INC. (HOUSTON TX)
BOTH
Issued 11/21/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/28/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/25/2006
Series 7 - General Securities Representative Examination
BC
Issued 11/02/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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