Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carrie? Claim Your ProfileCarrie Sprouse is a financial advisor registered with Truist Advisory Services, Inc. in Virginia and Georgia. Carrie has been working in the financial services industry since 2006. Carrie has a diverse background, having worked with BB&T Securities, LLC, BB&T Investment Services, Inc., Scott & Stringfellow, LLC, and First Clearing, LLC. Carrie is also registered as a Registered Representative with FINRA, with her Series 7, Series 24, Series 27, Series 52TO, Series 53, Series 66, and Series 99TO licenses. Carrie has a wide range of specializations, including investment advisory, retirement planning, estate planning, insurance, and mutual funds. Carrie is committed to providing her clients with personalized financial advice that meets their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Wrap fee product and financial profiling services using desktop software
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
VA
02/17/2021 - Present
Truist Advisory Services, Inc. (RICHMOND VA)
VA
04/15/2009 - 06/29/2021
BB&T SECURITIES, LLC (RICHMOND VA)
VA
11/23/2015 - 01/02/2018
BB&T INVESTMENT SERVICES, INC. (RICHMOND VA)
VA
05/19/2008 - 01/02/2013
SCOTT & STRINGFELLOW, LLC (RICHMOND VA)
VA
07/24/2006 - 05/02/2008
FIRST CLEARING, LLC (GLEN ALLEN VA)
BOTH
Issued 05/08/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/10/2020
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/08/2010
Series 24 - General Securities Principal Examination
BC
Issued 07/21/2006
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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