Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carrie? Claim Your ProfileCarrie Lynn Foote is an investment advisor representative with Park Avenue Securities LLC. Carrie has been in the financial services industry since 1999 and has experience working with individuals, families, and businesses. She has been registered with Park Avenue Securities LLC since 2023. Previously, she was registered with SORRENTO PACIFIC FINANCIAL, LLC, CADARET, GRANT & CO., INC., NEXT FINANCIAL GROUP, INC., CUSO FINANCIAL SERVICES, L.P., and COMMONWEALTH FINANCIAL NETWORK. Carrie is a Series 6, 7, 63, 66, and 99TO licensed professional. She is also a registered Investment Advisor in the state of California. Carrie can help you with various financial services, including financial planning, portfolio management for individuals, and portfolio management for businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
03/22/2023 - Present
Park Avenue Securities LLC (San Diego CA)
CA
05/05/2020 - 02/22/2023
SORRENTO PACIFIC FINANCIAL, LLC (SAN DIEGO CA)
NY
03/26/2020 - 02/22/2023
CADARET, GRANT & CO., INC. (SYRACUSE NY)
TX
03/03/2020 - 02/22/2023
NEXT FINANCIAL GROUP, INC. (HOUSTON TX)
CA
11/01/2006 - 02/22/2023
CUSO FINANCIAL SERVICES, L.P. (SAN DIEGO CA)
CA
10/14/2003 - 09/05/2006
COMMONWEALTH FINANCIAL NETWORK (SAN DIEGO CA)
SC
08/13/1999 - 09/29/2003
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
BOTH
Issued 04/12/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/20/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/2001
Series 7 - General Securities Representative Examination
BC
Issued 08/13/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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