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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carrie? Claim Your ProfileCarrie Cole is a financial advisor with SPC. Carrie Cole is a CERTIFIED FINANCIAL PLANNER™ professional and is registered to provide investment advice in Florida, Kentucky, and Michigan. Carrie Cole has been in the financial services industry since 1987 and has experience working with individuals, families, and businesses. Carrie Cole specializes in providing financial planning, investment management, and retirement planning services. Carrie Cole is committed to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consultation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar attendance fees
1
2
MI
05/01/2012 - Present
SPC (ANN ARBOR MI)
MI
07/01/2010 - 05/01/2012
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. (LIVONIA MI)
MI
06/15/2001 - 07/07/2010
QUESTAR CAPITAL CORPORATION (LIVONIA MI)
WI
01/22/1996 - 06/18/2001
HARBOUR INVESTMENTS, INC. (MADISON WI)
OH
12/09/1998 - 12/24/1998
VESTAX SECURITIES CORPORATION (HUDSON OH)
MN
06/08/1993 - 01/24/1996
MIMLIC SALES CORPORATION (ST. PAUL MN)
FL
09/24/1991 - 12/03/1993
INTERSECURITIES, INC. (ST. PETERSBURG FL)
OH
07/02/1990 - 10/14/1991
PEBSCO SECURITIES CORP. (COLUMBUS OH)
WA
11/21/1989 - 07/17/1990
RELIASTAR FINANCIAL MARKETING CORP. (SEATTLE WA)
NA
03/03/1989 - 06/06/1989
FINANCIAL NETWORK INVESTMENT CORPORATION
NA
01/23/1987 - 12/31/1988
MUTUAL SERVICE CORPORATION
IA
Issued 08/06/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/02/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/10/1987
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 01/22/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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