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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carrie? Claim Your ProfileCarrie Lind is a financial advisor with over 13 years of experience in the industry. Carrie is registered with Raymond James & Associates, Inc. in Illinois and Texas. Carrie has a wide range of experience and specializes in providing financial planning, portfolio management, and pension consulting services for individuals, businesses, and corporations. Carrie is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
03/09/2020 - Present
Raymond James & Associates, Inc. (Chicago IL)
IL
12/02/2014 - 09/11/2015
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CHICAGO IL)
IL
06/15/2011 - 12/08/2014
METLIFE SECURITIES INC. (DOWNERS GROVE IL)
IA
Issued 08/23/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/27/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/2013
Series 7 - General Securities Representative Examination
BC
Issued 06/14/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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