Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carrie? Claim Your ProfileCarrie Li is a securities professional with Castleoak Securities, LP, a firm headquartered in New York, NY. Carrie is registered with the Financial Industry Regulatory Authority (FINRA) and holds a Series 63, Series 79TO and SIE licenses. Carrie is a registered securities representative in New York and has been active in the industry since February 15, 2024.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/16/2024 - Present
Castleoak Securities, LP (NEW YORK NY)
BC
Issued 03/30/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/16/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 12/29/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Carrie Li is the right advisor for you? Invested Better is here to help.
