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Carrie Lee Fleisher

THE Leaders Group, Inc.

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About Carrie Lee Fleisher

Carrie Fleisher is a financial advisor with over 30 years of experience in the industry. Carrie is a Registered Representative of The Leaders Group, Inc. and is licensed in Ohio and Oregon. Carrie has experience in a wide range of financial services, including municipal securities, options, and general securities. Carrie is committed to providing personalized financial advice to help her clients achieve their financial goals.

Firm Information

Carrie Fleisher is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Carrie Fleisher’s Registration & Firm History

OH

02/27/2018 - Present

THE Leaders Group, Inc. (Columbus OH)

OR

04/23/2007 - 04/05/2016

M FINANCIAL SECURITIES MARKETING, INC. (PORTLAND OR)

OR

03/14/2002 - 04/04/2016

M HOLDINGS SECURITIES, INC. (PORTLAND OR)

WA

01/03/2000 - 12/31/2001

RAGEN MACKENZIE INVESTMENT SERVICES, LLC (SEATTLE WA)

OR

07/13/1995 - 12/31/1999

MARKETING ONE SECURITIES, INC. (PORTLAND OR)

WI

08/31/1994 - 07/06/1995

NORTHWESTERN MUTUAL INVESTMENT SERVICES, INC. (MILWAUKEE WI)

WI

08/31/1994 - 07/06/1995

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

CA

06/05/1993 - 05/11/1994

MURPHEY FAVRE, INC. (IRVINE CA)

WA

08/25/1988 - 05/04/1993

FREEMAN WELWOOD & CO., INC. (SEATTLE WA)

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Licenses & Designations

BOTH

Issued 04/15/2019

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/02/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/30/2006

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/28/1993

Series 4 - Registered Options Principal Examination

BC

Issued 09/14/1992

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/20/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Carrie Lee Fleisher. Review regulatory record here.
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