Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carrie? Claim Your ProfileCarrie Laurena McCann is a financial advisor with over 30 years of experience in the industry. Carrie is currently registered with Ameriprise Financial Services, LLC and American Enterprise Investment Services Inc.. Carrie has held previous positions at TRADEWEB DIRECT LLC, UBS FINANCIAL SERVICES INC., UBS SECURITIES LLC and KIDDER, PEABODY & CO. INCORPORATED. Carrie is a licensed Series 7, Series 24, Series 52TO, Series 53 and Series 63 securities professional. Carrie is registered with the states of Minnesota and North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
04/05/2024 - Present
Ameriprise Financial Services, LLC (Charlotte NC)
NY
05/07/2013 - 02/07/2018
TRADEWEB DIRECT LLC (NEW YORK NY)
NJ
06/21/2012 - 11/23/2012
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NJ
11/28/2006 - 11/23/2012
UBS SECURITIES LLC (WEEHAWKEN NJ)
NJ
01/28/1995 - 12/13/2006
UBS FINANCIAL SERVICES INC. (SECAUCUS NJ)
NY
05/22/1985 - 01/28/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
BC
Issued 07/19/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/15/2024
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/30/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/13/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 02/07/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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