Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carrie? Claim Your ProfileCarrie L. Redmond is a financial advisor with Stifel, Nicolaus & Company, Inc. Carrie has over 18 years of experience in the financial services industry. Carrie specializes in providing financial planning, portfolio management, and other investment advisory services to individuals, corporations, and other entities. Carrie is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 7, Series 11, Series 52, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
11/02/2018 - Present
Stifel, Nicolaus & Company, Inc. (DEWITT NY)
NY
05/26/2016 - 11/05/2018
WELLS FARGO CLEARING SERVICES, LLC (DEWITT NY)
NY
11/17/2015 - 12/24/2015
NATIONAL SECURITIES CORPORATION (NEW WOODSTOCK NY)
NY
09/30/2015 - 11/06/2015
NEWBRIDGE SECURITIES CORPORATION (NEW WOODSTOCK NY)
NY
06/24/2014 - 10/02/2015
ADIRONDACK TRADING GROUP LLC (NEW WOODSTOCK NY)
NY
06/23/2006 - 10/02/2015
RIDGEWAY & CONGER, INC. (NEW WOODSTOCK NY)
NY
03/14/2006 - 10/02/2015
CLAYTON LOWELL, & CONGER INC (NEW WOODSTOCK NY)
BC
Issued 06/07/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/05/2013
Series 7 - General Securities Representative Examination
BC
Issued 03/13/2006
Series 52 - Municipal Securities Representative Examination
BC
Issued 08/27/2004
Series 11 - Assistant Representative-Order Processing Qualification Exam
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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