Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carrie? Claim Your ProfileCarrie Schroen is an investment advisor representative at Blackrock Investment Management, LLC. Carrie has been in the financial services industry for over 20 years. Carrie is registered with the state of New Jersey and North Carolina. Carrie specializes in portfolio management for individuals, businesses, investment companies, and pooled investment vehicles. Prior to joining Blackrock, Carrie worked at NYLIFE DISTRIBUTORS LLC. Carrie also has previous experience at Merrill Lynch, Pierce, Fenner & Smith Incorporated, MFS Fund Distributors, Inc., Sun Life Financial Distributors, Inc., Tower Square Securities, Inc., Citigroup Global Markets Inc., and Salomon Smith Barney Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NJ
08/13/2020 - Present
Blackrock Investment Management, LLC (PRINCETON NJ)
NJ
04/07/2009 - 02/13/2015
NYLIFE DISTRIBUTORS LLC (JERSEY CITY NJ)
OH
09/24/2007 - 03/11/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CLEVELAND OH)
MA
05/02/2007 - 08/23/2007
MFS FUND DISTRIBUTORS, INC. (BOSTON MA)
MA
03/02/2005 - 04/16/2007
SUN LIFE FINANCIAL DISTRIBUTORS, INC. (WELLESLEY HILLS MA)
CA
06/09/2004 - 02/24/2005
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
NY
08/20/2002 - 04/06/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
11/30/2000 - 02/27/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
BOTH
Issued 12/21/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/26/2000
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/13/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/14/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/29/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Carrie Schroen is the right advisor for you? Invested Better is here to help.
