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Carrie Jean Lee

Fidelity Personal AND Workplace Advisors

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About Carrie Jean Lee

Carrie Lee is a financial advisor with over 10 years of experience in the financial services industry. Carrie Lee is currently registered with Fidelity Personal and Workplace Advisors. Before joining Fidelity Personal and Workplace Advisors, Carrie Lee was registered with E*TRADE SECURITIES LLC and Morgan Stanley. Carrie Lee holds Series 66, SIE, and Series 7 licenses. Carrie Lee specializes in providing financial planning, portfolio management for individuals and businesses, and educational seminars to clients.

Firm Information

Carrie Lee is currently registered with Fidelity Personal AND Workplace Advisors. Fidelity Personal and Workplace Advisors is a large financial services firm with a long history in the industry. They provide a variety of investment and financial planning services to individual and institutional clients, including individuals, high-net-worth individuals, corporations, pension plans, charitable organizations, and state or municipal governments. They are known for their comprehensive investment options, low fees, and extensive resources. Fidelity Personal and Workplace Advisors manages over $818 billion in assets for a diverse client base.
Fidelity Personal AND Workplace Advisors

245 SUMMER STREET, V2A

BOSTON, MA 02210

$818.78B

Assets Under Management

13,624

Total Clients

14,642

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Carrie Lee’s Registration & Firm History

NY

10/10/2023 - Present

Fidelity Personal AND Workplace Advisors (NEW YORK CITY NY)

NY

12/16/2014 - 08/21/2023

E*TRADE SECURITIES LLC (New York NY)

NY

03/24/2023 - 08/17/2023

MORGAN STANLEY (New York NY)

ME

01/02/2013 - 06/10/2014

QUASAR DISTRIBUTORS, LLC (PORTLAND ME)

MO

11/19/2010 - 01/11/2011

EDWARD JONES (ST. LOUIS MO)

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Licenses & Designations

BOTH

Issued 07/21/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/18/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Carrie Jean Lee.
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