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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carrie? Claim Your ProfileCarrie Yates is a financial advisor who specializes in providing financial planning and investment management services. Carrie works with clients to help them achieve their financial goals, including retirement planning, education savings, and estate planning. Carrie has been in the financial services industry for several years, and has experience working with a variety of clients, including individuals, families, and businesses. Carrie currently works at HUB Investment Partners, LLC, a firm that manages over $7 billion in assets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
MS
01/04/2022 - Present
HUB Investment Partners, LLC (Carriere MS)
LA
02/26/2018 - 01/20/2021
TD AMERITRADE, INC. (METAIRIE LA)
LA
06/20/2017 - 02/26/2018
SCOTTRADE, INC. (COVINGTON LA)
KY
04/04/2014 - 06/19/2017
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
BOTH
Issued 02/23/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/21/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/17/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/2014
Series 7 - General Securities Representative Examination
Active
Inactive
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