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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carrie? Claim Your ProfileCarrie Maglia is a financial advisor with Beacon Pointe Advisors, LLC. Carrie has been working in the financial industry since 1998 and is a Certified Financial Planner. Carrie has a broad range of experience in the financial industry, having previously worked at firms such as PURSHE KAPLAN STERLING INVESTMENTS, LEBENTHAL & CO., LLC, MORGAN STANLEY, CITIGROUP GLOBAL MARKETS INC., and DLJDIRECT INC. Carrie's current role at Beacon Pointe Advisors, LLC focuses on providing financial planning and investment management services to individuals, families, and businesses. Carrie holds Series 7, 31, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Consulting services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
04/27/2023 - Present
Beacon Pointe Advisors, LLC (New York NY)
NY
07/01/2016 - 12/31/2017
PURSHE KAPLAN STERLING INVESTMENTS (New York NY)
NY
03/21/2014 - 06/30/2016
LEBENTHAL & CO., LLC (New York NY)
NY
06/01/2009 - 04/07/2014
MORGAN STANLEY (NEW YORK NY)
NY
07/26/1999 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NJ
09/16/1998 - 07/02/1999
DLJDIRECT INC. (JERSEY CITY NJ)
IA
Issued 08/25/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/30/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/31/2017
SIE - Securities Industry Essentials Examination
BC
Issued 06/25/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 09/15/1998
Series 7 - General Securities Representative Examination
Active
Inactive
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