Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carrie? Claim Your ProfileCarrie Gail Coats is a financial advisor with Ameriprise Financial Services, LLC in Naples, Florida. Carrie has over 20 years of experience in the financial services industry, and her expertise covers a wide range of services. Carrie holds Series 7, 10, 9, 31, 63 and 65 securities licenses, as well as a SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
11/04/2022 - Present
Ameriprise Financial Services, LLC (Naples FL)
FL
09/26/2016 - 11/14/2022
EDWARD JONES (NAPLES FL)
FL
02/24/2010 - 06/15/2016
MORGAN STANLEY (NAPLES FL)
NY
06/01/2009 - 12/02/2009
MORGAN STANLEY SMITH BARNEY (NEW YORK NY)
NY
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
11/30/2006 - 04/02/2007
MORGAN STANLEY DW INC. (NEW YORK NY)
NY
01/23/2006 - 12/07/2006
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
07/01/2002 - 01/18/2006
MORGAN STANLEY DW INC. (NEW YORK NY)
CT
03/26/2002 - 06/20/2002
ADVEST, INC. (HARTFORD CT)
IA
Issued 10/13/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/22/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/16/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/18/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 03/25/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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