Unclaimed
Carrie Elizabeth Eikerman is a financial professional with over 20 years of experience in the industry. Carrie has held positions at several firms, including Ameritas Investment Corp., D.A. Davidson & Co., and Kirkpatrick, Pettis, Smith, Polian Inc. She is currently a registered representative with Piper Sandler & Co. in Omaha, Nebraska. Carrie holds the Series 7, 27, 99TO, and SIE licenses. Carrie is committed to providing her clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NE
11/01/2019 - Present
Piper Sandler & Co. (Omaha NE)
NE
08/21/2019 - 10/11/2019
PIPER JAFFRAY & CO. (Omaha NE)
NE
03/17/2017 - 09/09/2019
AMERITAS INVESTMENT CORP. (OMAHA NE)
NE
07/25/2016 - 09/01/2016
D.A. DAVIDSON & CO. (LINCOLN NE)
NE
03/14/2005 - 07/25/2016
SMITH HAYES FINANCIAL SERVICES CORPORATION (LINCOLN NE)
NE
03/30/2001 - 07/08/2004
KIRKPATRICK, PETTIS, SMITH, POLIAN INC. (OMAHA NE)
BC
Issued 01/18/2006
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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