Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carrie? Claim Your ProfileCarrie Dawn Hook is a financial professional with over 18 years of experience in the financial services industry. Carrie is currently registered with Transamerica Capital, Inc., a firm that specializes in providing financial advice and investment products. Prior to joining Transamerica Capital, Inc., Carrie was registered with NATIONAL PLANNING CORPORATION. Carrie is licensed to sell securities in Iowa, holding a Series 6, 63, 26, and SIE license. Carrie is committed to helping her clients achieve their financial goals through personalized financial planning, investment management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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IA
12/21/2023 - Present
Transamerica Capital, Inc. (CEDAR RAPIDS IA)
IA
08/04/2005 - 11/10/2006
NATIONAL PLANNING CORPORATION (CEDAR RAPIDS IA)
BC
Issued 08/18/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/01/2024
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 12/21/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/07/2023
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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FINRA
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