Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carrie? Claim Your ProfileCarrie Dawn Hagan is a registered representative with ADP Broker-Dealer, Inc. Carrie has been in the industry since 2003 and holds the Series 6, Series 11, Series 63, and SIE licenses. Prior to joining ADP Broker-Dealer, Inc., Carrie worked at INVIVA SECURITIES CORPORATION and BRECEK & YOUNG ADVISORS, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
KY
11/09/2005 - Present
ADP Broker-Dealer, Inc. (LOUISVILLE KY)
OH
09/27/2004 - 11/07/2005
INVIVA SECURITIES CORPORATION (COLUMBUS OH)
CA
03/04/2003 - 05/10/2004
BRECEK & YOUNG ADVISORS, INC. (FOLSOM CA)
BC
Issued 09/28/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/03/2003
Series 11 - Assistant Representative-Order Processing Qualification Exam
Active
Inactive
F
FINRA
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