Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carrie? Claim Your ProfileCarrie Braxdale is a financial advisor at J.P. Morgan Securities LLC. Carrie has been in the industry since August 14, 1993 and has experience working with various financial institutions. Carrie holds several licenses including Series 63, Series 10, Series 9, Series 24 and Series 8. She is also registered in all 50 states. Carrie has a strong track record of success and is dedicated to providing her clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
DE
09/11/2018 - Present
J.p. Morgan Securities LLC (Newark DE)
NE
01/19/2018 - 04/16/2018
TD AMERITRADE CLEARING, INC. (OMAHA NE)
MO
09/18/2017 - 04/16/2018
SCOTTRADE, INC. (ST. LOUIS MO)
NE
02/11/2008 - 04/16/2018
TD AMERITRADE, INC. (OMAHA NE)
NJ
07/25/2006 - 01/08/2008
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
NJ
02/16/1993 - 07/27/2006
TD AMERITRADE, INC. (JERSEY CITY NJ)
BC
Issued 04/01/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/04/1998
Series 24 - General Securities Principal Examination
BC
Issued 04/18/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/1993
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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