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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carrie? Claim Your ProfileCarrie Beth Cormier is a financial advisor with LPL Financial LLC. Carrie has been in the financial industry since 2008 and has experience with Morgan Stanley and Citigroup Global Markets Inc. Carrie has a strong track record of providing financial advice to individuals, families, and businesses. Carrie is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 66, Series 24, SIE, and Series 7 licenses. She is also registered in 28 states. Carrie is committed to helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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LA
11/21/2014 - Present
LPL Financial LLC (BATON ROUGE LA)
LA
06/01/2009 - 11/14/2014
MORGAN STANLEY (BATON ROUGE LA)
LA
09/12/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BATON ROUGE LA)
BOTH
Issued 02/20/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/27/2020
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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