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Carrie B. Draper

Neuberger Berman BD LLC

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About Carrie B. Draper

Carrie B. Draper is a registered representative with Neuberger Berman BD LLC. Carrie has been in the securities industry since 2006 and has a diverse background in financial services. Carrie is licensed in several states and holds the Series 6, 7, 63 and 66 licenses. Carrie has experience in providing financial advice and portfolio management services to individual investors. Carrie is committed to providing personalized financial advice to clients, helping them reach their financial goals.

Firm Information

Carrie Draper is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Carrie Draper’s Registration & Firm History

NY

06/03/2022 - Present

Neuberger Berman BD LLC (NEW YORK NY)

NY

01/01/2016 - 05/17/2022

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

07/19/2007 - 08/19/2009

WELLS FARGO ADVISORS, LLC (NEW YORK NY)

NJ

03/16/2006 - 06/26/2007

PNC INVESTMENTS (WHITEHOUSE NJ)

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Licenses & Designations

BOTH

Issued 04/25/2016

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/25/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/29/2015

Series 7 - General Securities Representative Examination

BC

Issued 03/09/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Carrie B. Draper.
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