Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carrie? Claim Your ProfileCarrie Ann Fox is a financial professional with over 13 years of experience in the industry. She has a strong background in securities and investment company products, and she holds the Series 6, 27, 63, 99TO, and SIE licenses. Carrie Ann is currently registered with Equity Services, Inc. in Montpelier, Vermont. Previously, Carrie Ann worked with PEOPLE'S SECURITIES, INC. in Montpelier, Vermont. Carrie Ann specializes in helping individuals, high net worth individuals, corporations, charitable organizations and pension and profit sharing plans reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VT
01/01/2022 - Present
Equity Services, Inc. (MONTPELIER VT)
VT
12/14/2009 - 04/15/2013
PEOPLE'S SECURITIES, INC. (MONTPELIER VT)
BC
Issued 02/22/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/16/2023
Series 27 - Financial and Operations Principal Examination
BC
Issued 12/31/2021
Series 99TO - Operations Professional Examination
BC
Issued 10/08/2021
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Carrie Fox is the right advisor for you? Invested Better is here to help.
