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Carrie Ann Bowles

Prudential Annuities Distributors, Inc.

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About Carrie Ann Bowles

Carrie Ann Bowles is a registered representative with Prudential Annuities Distributors, Inc. Carrie Ann has been in the industry since May 20, 1998. Carrie Ann is licensed to sell securities in Connecticut. Prior to joining Prudential Annuities Distributors, Inc., Carrie Ann was a registered representative with Lincoln Financial Distributors, Inc., Lincoln Financial Advisors Corporation, The Lincoln National Life Insurance Company, Tower Square Securities, Inc., and Salomon Smith Barney Inc.

Firm Information

Carrie Bowles is currently registered with Prudential Annuities Distributors, Inc.. Prudential Annuities Distributors, Inc. is a corporation formed in September 1987. It is registered in all 50 states, the District of Columbia, and Puerto Rico, as well as with the SEC. The firm has been the subject of 2 regulatory events and 1 civil event.

Not reported

Assets Under Management

Not reported

Total Clients

554

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Carrie Bowles’s Registration & Firm History

CT

02/11/2014 - Present

Prudential Annuities Distributors, Inc. (Shelton CT)

CT

05/01/2007 - 01/15/2014

LINCOLN FINANCIAL DISTRIBUTORS, INC. (HARTFORD CT)

CT

10/04/2005 - 05/18/2007

LINCOLN FINANCIAL ADVISORS CORPORATION (HARTFORD CT)

CT

10/04/2005 - 05/01/2007

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (HARTFORD CT)

CA

06/26/2001 - 08/17/2005

TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)

NY

03/07/2000 - 04/19/2001

SALOMON SMITH BARNEY INC. (NEW YORK NY)

CA

10/27/1997 - 12/31/1999

TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)

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Licenses & Designations

BC

Issued 01/19/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/16/1999

Series 7 - General Securities Representative Examination

BC

Issued 10/24/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Carrie Ann Bowles.
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