Unclaimed
Carrie A. Rueckl is a financial advisor with Thrivent Investment Management Inc., a firm that has been in business for many years and has a large number of clients. Carrie has been a financial advisor for more than a decade. Carrie has a variety of experience, having previously worked at Bankers Life Securities, Inc., PROEQUITIES, INC., UVEST FINANCIAL SERVICES GROUP, INC., and WORLD GROUP SECURITIES, INC. Carrie is registered with FINRA, the Securities Investor Protection Corporation (SIPC) and the state of Nevada.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NV
11/14/2022 - Present
Thrivent Investment Management Inc. (Las Vegas NV)
NV
04/08/2016 - 04/18/2022
BANKERS LIFE SECURITIES, INC. (Las Vegas NV)
NV
10/11/2010 - 09/02/2011
PROEQUITIES, INC. (LAS VEGAS NV)
NV
09/18/2008 - 10/26/2009
UVEST FINANCIAL SERVICES GROUP, INC. (LAS VEGAS NV)
GA
12/16/2004 - 09/18/2008
WORLD GROUP SECURITIES, INC. (DULUTH GA)
BOTH
Issued 07/21/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/19/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/01/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/2016
Series 7 - General Securities Representative Examination
BC
Issued 12/15/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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