Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carrie? Claim Your ProfileCarrie Sax is a financial advisor with EP Wealth Advisors. Carrie has been a registered representative since 2009. Carrie is licensed in California and has over 10 years of experience in the financial services industry. Carrie holds the Series 6, 7, 63, and 66 securities licenses, as well as the SIE. Carrie is a Certified Financial Planner and a Chartered Financial Analyst. Carrie specializes in providing financial planning services, portfolio management, and retirement planning advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Retirement plan advisory services & tax preparation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
01/14/2022 - Present
EP Wealth Advisors (BERKELEY CA)
CA
09/27/2018 - 08/30/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WALNUT CREEK CA)
GA
03/31/2009 - 01/15/2010
NYLIFE SECURITIES LLC (ATLANTA GA)
BOTH
Issued 11/07/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/09/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/2018
Series 7 - General Securities Representative Examination
BC
Issued 03/30/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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